最新のICWIM問題集で試験を準備する

CISI ICWIM 試験概要:

CISI ICWIM 試験シラバストピック:

CISI International Certificate in Wealth & Investment Management 認定 ICWIM 試験問題：

1. Why would an investor increase the duration of their bond fund?

A) In order to meet a short term liability
B) To take advantage of market mispricing
C) They are expecting a fall in interest rates
D) They are expecting a rise in interest rates

2. A fiduciary relationship normally arises between:

A) A lawyer and client
B) A husband and wife
C) A company and its suppliers
D) A head of state and its government

3. An adviser is reviewing a client's portfolio, which has a time horizon of 15 years and is made up primarily of bonds and cash but with some exposure to equities and other higher-risk investments. It is reasonable to believe that the client's risk appetite is:

A) Mid Risk
B) Low Risk
C) Mid-High Risk
D) Low-Mid Risk

4. How does the role of a platform assist the work of an independent financial adviser IFA?

A) Through the use of robo-advice
B) By making their services directly available to investors
C) It allows advisers to analyse a client's portfolio and take a holistic view
D) Through the provision of discretionary management services

5. A fund manager would be keen to improve the alpha of a fund because:

A) As alpha improves, so does beta
B) It will become more attractive to risk-averse clients
C) It has not outperformed the benchmark
D) The fund will be easier to manage

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