最新のISO-14001-Lead-Auditor問題集で試験を準備する

The following statements are related to audit methods. Review each one and select the two that are true:

• A. The sampling methods that are used to obtain audit evidence should be agreed by the auditee.
• B. During a multi-day stage 2 initial certification audit, auditors must be permitted to take copies of procedures and records off-site for review.
• C. During a virtual audit, evidence can only be collected using methods that involve human interaction.
• D. During a virtual third-party surveillance audit, the auditor should seek permission from the auditee prior to recording an individual or if taking screenshots of documents.
• E. As Top Management represents the most senior members of the organisation, audit evidence collected by interview from this group does not require verification by other methods.
• F. Auditors are expected to use a combination of different audit methods to collect information during an audit.

During discussions with the individual(s) managing the audit programme of a certification body, the EMS Manager of the client organisation asks that only one auditor be used for the audit duration to save on travel expenses.
Which combination of the following responses should the individual(s) managing the audit programme make?
Select two.

• A. Advise the EMS Manager that his request can be considered for future audits.
• B. Advise that a remote audit could be conducted instead of an on-site audit.
• C. Suggest asking the Certification Body management to consider the request.
• D. Advise that the audit team make-up is a decision for the Certification Body.
• E. Advise that the contract has already been signed and cannot be revised.
• F. Suggest that the EMS Manager choose another Certification Body.

You are auditing a regional distribution depot of Park and Spend, a major retail chain. In a corner, you notice a steel drum sitting in a pool of liquid, which is slightly leaking across a passageway which has a barrier to prevent access. You ask the Depot Manager what is in the drum and are told it is hydraulic oil for the forklift trucks. When you ask why it is kept there, you are told that it is not normally kept there, but one of the forklift trucks reversed into it during the previous shift when it was waiting to be moved to a maintenance area. He says that he will get the floor cleaned up right away.
Select the two options that would give you cause for concern in relation to conformance to ISO 14001.

• A. The forklift drivers might benefit from additional driver training.
• B. The oil drum was found in the wrong location, where it was exposed to collision with a forklift truck.
• C. Forklift trucks could be out of service due to a lack of hydraulic fluid at the time of maintenance.
• D. The oil spilled may be a fire risk if it comes into contact with a hot surface.
• E. The wheels of the forklift trucks could create a slip risk by spreading the oil throughout the depot.
• F. The oil from the leaking drum may cause ground contamination.

Which two of the following options are an advantage of using a sampling plan for the audit?

• A. Implements the audit plan efficiently
• B. Overrules the auditor ' s instincts
• C. Use of the plan for consecutive audits
• D. Prevents conflict within the audit team
• E. Reduces the audit duration
• F. Gives confidence in the audit results

Which two of the following phrases would apply to " audit criteria " ?

• A. Audit conclusions
• B. ISO 14001 requirements
• C. Financial objectives
• D. Nonconformity report
• E. Management policy
• F. Auditor competence